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Andrew Nix. Senior Executive Vice President Chief Risk Officer . Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Andy Hernandez is Chief Digital Officer for Regions. You should consult privacy disclosures at the linked website for further information. Regions' new chief transformation officer has expansive mandate Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. M. Deron Smithy Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. 8 a.m. 7 p.m. John M. Turner, Jr. He leads the company's Executive Leadership Team. Building a detailed plan. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Regions Bank Names Andrew Nix as Chief Governance Officer Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Senior Executive Vice President Discover the four best practice approaches in investigation management. He is a member of the banks Executive Leadership Team. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Prior to assuming his current role, he. C. Keith Herron Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Executive Vice President Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. General Counsel and Corporate Secretary. President and Chief Executive Officer of Regions Financial Corporation. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. He received a masters degree in business administration from Emory University, Atlanta, Georgia. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Senior Executive Vice President She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Sorry, No data match for your criteria. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Executive Vice President He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Andrs "Andy" Hernndez Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. His primary focus was financial institutions. Head of Consumer Banking Group. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. For Bank Chief Risk Officers, No Room for Error in Compliance Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Save time and execute with confidence when creating your strategic plan for compliance. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Anthony Restel President, Regional Banking . Chief Financial Officer. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Smith began his banking career at Deposit Guaranty as a management trainee. 8 a.m. 5 p.m. GMT Chief Risk Officer. Senior Executive Vice President Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Gartner helps compliance officers transition confidently andsucceed faster. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Executive Vice President She leads the companys Legal, Government Affairs, and Corporate Governance departments. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Please refine your filters to display data. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. He earned a masters degree in Human Resources from Boston University. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. Andrews experience and insights will help us build on these accomplishments. Senior Executive Vice President Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Mehlman received her bachelors degree from Cornell University. Senior Executive Vice President It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. He also served as the Florida president. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Use this one-page template to communicate your strategy with internal business partners. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Barb Godin Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Core Product Marketing. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Head of Corporate Real Estate and Procurement. He leads the companys executive leadership team. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Senior Executive Vice President He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Ritter is a member of Regions Executive Leadership Team. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. He leads the companys Executive Leadership Team. He began his career in the Jackson, Mississippi office of Arthur Andersen. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. 2023Gartner, Inc. and/or its affiliates. David Popwell President, Specialty Banking . Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Reserve Bank of India - Notifications Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. For bank chief risk officers, no room for error in compliance September 13 Law and regulation Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. John Turner is president and chief executive officer of Regions Financial Corporation. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. New compliance officers face an overwhelming amount of tasks during their first few months. Gartner Terms of Use Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . She currently holds Series 79, Series 63 and Series 24 licenses. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Monday through Friday. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Martha Raber Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. May 27, 2022, 1:30 p.m. EDT 3 Min Read. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. He was named president in December 2017. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Head of Consumer Banking Group. ET Nolan joined Regions in 1989. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Internet Explorer presents a security risk. Senior Executive Vice President Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. 427 Loan Officers in Tempe, AZ Directory - Trustoria.com Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Chief Financial Officer. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. She leads all institutional, retail and fixed income investor relations functions. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Treasurer. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Privacy Policy. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. All Rights Reserved. Additional information about Regions and its full line of products and services can be found at www.regions.com. Pichel began his career as a financial analyst with General Motors. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Find your next job opportunity near you & 1-Click Apply! He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. He succeeds Hope Mehlman . He joined Assurant as senior vice president of Information Technology. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Additional information about Regions and its full line of products and services can be found at www.regions.com. Andrew Nix will join Regions as chief governance officer on March 17. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. When making the leap to a new position, almost half (46%) of executives across all functions underperform. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Most recently, Danella served as Head of Private Wealth Management. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. During this period, he served in line management positions in manufacturing, distribution and sales. Chief Enterprise Operations and Technology Officer. 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Senior Executive Vice President Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC.

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